If you are transferring non-cash assets, you must submit a copy of a current statement (dated within 6 months) for the account you are transferring.
Contact your current Custodian to inquire if a Medallion Signature Guarantee is required. If required, one should be obtained. A Notary Public is not acceptable.
Contact your current Custodian to inquire if they accept fax copies of your transfer request. This can speed up transactions.
If you are transferring an annuity, you may incur surrender/penalty charges. Please attach the original policy or a statement.
If you are transferring a Brokerage IRA and wish to transfer as cash, you will need to liquidate the appropriate assets prior to completing and submitting the Account Transfer Form.
